We understand the securities industry.  For the past 25 years, we have represented both institutions and individuals, providing us with the broadest arbitration experience and expert knowledge to forge the most effective representation for our clients.  Scott Link leads a team with combined experience of several decades and cases ranging in value up to nine-figure amounts. 

We bring a single-minded focus to delivering optimal results skillfully and creatively for our clients.  Our matters cover a full range under federal and state securities laws, corporate and banking laws including:

• ♦  Federal and state securities fraud class actions
• ♦  Customer claims
• ♦  Public offering litigation
• ♦  Derivative litigation
• ♦  SEC investigations and proceedings
• ♦  Claims arising from stock acquisitions and other corporate transactions
• ♦  Disputes between advisers, broker-dealers and other market professionals
• ♦  Third party claims
• ♦  Shareholder & investor disputes

Our cases cover the full spectrum including churning, selling away, fraud, breach of fiduciary duty, suitability, breach of contract, negligence, civil theft, conversion or violations of state and federal securities laws.

Our work earns us national recognition and our reputation precedes us in all forums:  trial courts, FINRA, AAA arbitration panels and mediations.  In securities litigation, there is no substitute for depth and breadth of experience.

Don’t take our word for it.  See what our clients say about us.