Securities Litigation & Arbitration

Ackerman, Link & Sartory's securities litigation and arbitration practice group is nationally renowned and has represented clients in cases ranging in value up to nine-figure sums. In the aggregate, with its strategic partnership with one of Florida’s other leading securities litigation and arbitration firms, well over half a billion dollars has been recovered. We have represented both institutions and individuals. Our attorneys' legal experience combined with our expert knowledge in securities and corporate governance litigation, enable us to mount a well-coordinated strategic representation on behalf of our clients. We handle a full range of matters arising under federal and state securities laws, corporate and banking laws including:

  • Customer claims
  • Federal and state securities fraud class actions
  • Public offering litigation
  • Derivative litigation
  • SEC investigations & proceedings
  • Claims arising from stock acquisitions and other corporate transactions
  • Disputes between advisers, broker-dealers and other market professionals
  • Employment disputes
  • Third party claims
  • Shareholder & investor disputes

Whether the cases involve churning, selling away, fraud, breach of fiduciary duty, suitability, breach of contract, negligence, civil theft, conversion or violations of state and federal securities laws, ALS lawyers have addressed them all. They bring a single-minded focus to delivering optimal time-efficient results skillfully and creatively. Our reputation precedes us in all forums: trial courts, NASD, NYSE, AAA arbitration panels, and mediations.


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